Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund, Ltd. | 1694683 | 10/23/2020 | D/A | Indefinite | $51,522,410 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth, LP | 1410054 | 10/26/2017 | D/A | Indefinite | $50,997,197 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Income Opportunities Fund, L.P. | 1590483 | 10/12/2018 | D/A | Indefinite | $50,833,968 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS RENAISSANCE IE FUND, LP | 1560455 | 02/06/2017 | D/A | Indefinite | $50,550,223 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/25/2019 | D/A | Indefinite | $50,224,212 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/01/2021 | D/A | Indefinite | $50,166,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/07/2022 | D/A | Indefinite | $50,166,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Blue Trend Fund LLC | 1523892 | 10/02/2014 | D/A | Indefinite | $50,125,022 |