Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 07/26/2013 | D/A | Indefinite | $72,880,545 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/01/2021 | D/A | Indefinite | $71,425,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/06/2022 | D/A | Indefinite | $71,425,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 02/02/2015 | D/A | Indefinite | $71,078,662 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/08/2020 | D/A | Indefinite | $70,575,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/08/2020 | D/A | Indefinite | $70,575,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/08/2020 | D/A | Indefinite | $70,575,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Hayman Capital Fund LP | 1573835 | 07/10/2015 | D/A | Indefinite | $69,977,778 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, Ltd. | 1437989 | 02/27/2014 | D/A | Indefinite | $69,104,441 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Hayman Capital Fund LP | 1573835 | 02/02/2015 | D/A | Indefinite | $69,078,556 |