Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 09/25/2012 | D/A | Indefinite | $89,967,909 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, L.P. | 1417189 | 02/27/2015 | D/A | Indefinite | $89,750,160 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 07/10/2015 | D/A | Indefinite | $85,986,689 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, L.P. | 1417189 | 02/27/2013 | D/A | Indefinite | $85,053,443 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 10/05/2011 | D/A | Indefinite | $82,217,909 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/01/2021 | D/A | Indefinite | $78,271,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/06/2022 | D/A | Indefinite | $78,271,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |