Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-46 out of 46 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	10/24/2016	D/A	Indefinite	$5,305,100
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	10/23/2017	D/A	Indefinite	$5,305,100
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	06/12/2018	D/A	Indefinite	$5,305,100
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Associates LLC	1523893	07/20/2012	D/A	Indefinite	$5,180,000
HIGHTOWER SECURITIES, LLC	116681	Central Park Group Atlas Global Fund, LLC	1540488	01/30/2013	D/A	Indefinite	$5,152,849
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	09/30/2015	D/A	Indefinite	$5,105,100

46 Results

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