Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 06/04/2014 | D/A | Indefinite | $6,876,850 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 01/24/2012 | D | Indefinite | $6,730,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 07/31/2012 | D/A | Indefinite | $6,730,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Paulson Advantage Plus Fund, Ltd. | 1482387 | 02/15/2012 | D/A | Indefinite | $6,716,635 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 07/20/2011 | D | Indefinite | $6,600,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 03/12/2012 | D | Indefinite | $6,551,850 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 07/20/2012 | D/A | Indefinite | $6,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2012 | D/A | Indefinite | $6,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2013 | D/A | Indefinite | $6,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group WHM Wolf Creek Fund, LLC | 1540490 | 01/30/2013 | D/A | Indefinite | $6,425,100 |