Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 46 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	Altegris Doubleline Opportunistic Fund, Ltd.	1678009	09/19/2017	D/A	Indefinite	$7,373,919
HIGHTOWER SECURITIES, LLC	116681	CAIS Third Point Partners LLC	1523897	07/20/2011	D	Indefinite	$7,305,000
HIGHTOWER SECURITIES, LLC	116681	CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC	1544293	03/12/2012	D	Indefinite	$7,265,000
HIGHTOWER SECURITIES, LLC	116681	APM - Paulson Advantage Plus Fund, Ltd.	1482387	02/01/2013	D/A	Indefinite	$7,216,635
HIGHTOWER SECURITIES, LLC	116681	APM - Paulson Advantage Plus Fund, Ltd.	1482387	10/28/2013	D/A	Indefinite	$7,216,635
HIGHTOWER SECURITIES, LLC	116681	CAIS Third Point Offshore Fund Ltd.	1523889	07/20/2012	D/A	Indefinite	$7,135,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Third Point Offshore Fund Ltd.	1523889	07/26/2012	D/A	Indefinite	$7,135,000
HIGHTOWER SECURITIES, LLC	116681	Altegris Doubleline Opportunistic Fund, Ltd.	1678009	02/06/2017	D/A	Indefinite	$6,998,944
HIGHTOWER SECURITIES, LLC	116681	CAIS JAT CAPITAL DOMESTIC FUND LLC	1544292	03/12/2013	D/A	Indefinite	$6,876,850
HIGHTOWER SECURITIES, LLC	116681	CAIS JAT CAPITAL DOMESTIC FUND LLC	1544292	06/04/2014	D/A	Indefinite	$6,876,850

46 Results

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