Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Blue Trend Fund LLC | 1523892 | 09/30/2015 | D/A | Indefinite | $45,962,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/12/2018 | D/A | Indefinite | $45,942,450 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 07/19/2013 | D/A | Indefinite | $45,412,496 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/12/2018 | D/A | Indefinite | $44,500,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/12/2018 | D/A | Indefinite | $44,500,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/13/2018 | D/A | Indefinite | $44,500,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 09/25/2012 | D/A | Indefinite | $44,174,412 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 09/25/2012 | D/A | Indefinite | $44,174,412 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 06/01/2021 | D/A | Indefinite | $43,741,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 11/18/2021 | D/A | Indefinite | $43,741,478 |