Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 07/10/2015 | D/A | Indefinite | $48,245,360 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Blue Trend Fund LLC | 1523892 | 07/19/2013 | D/A | Indefinite | $48,069,882 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/10/2019 | D/A | Indefinite | $47,820,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 02/02/2015 | D/A | Indefinite | $47,670,360 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Income Opportunities Fund, L.P. | 1590483 | 09/19/2017 | D/A | Indefinite | $47,153,766 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 10/01/2013 | D/A | Indefinite | $46,557,862 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 03/05/2015 | D/A | Indefinite | $46,221,214 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 07/20/2012 | D/A | Indefinite | $46,144,545 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 07/26/2012 | D/A | Indefinite | $46,144,545 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth, LP | 1410054 | 03/05/2015 | D/A | Indefinite | $46,067,011 |