Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 03/05/2015 | D/A | Indefinite | $29,080,785 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Cobalt Fund, LLC | 1516393 | 03/20/2013 | D/A | Indefinite | $28,597,718 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Third Point Fund, LP | 1654951 | 02/06/2017 | D/A | Indefinite | $28,139,403 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 01/10/2014 | D/A | Indefinite | $27,850,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL HEALTHCARE FUND LP | 1206260 | 04/13/2010 | D/A | Indefinite | $27,783,319 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL HEALTHCARE FUND LP | 1206260 | 04/14/2011 | D/A | Indefinite | $27,783,319 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS RENAISSANCE IE FUND, LP | 1560455 | 09/19/2017 | D/A | Indefinite | $27,278,895 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 10/25/2016 | D/A | Indefinite | $26,637,504 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 10/23/2017 | D/A | Indefinite | $26,637,504 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 06/12/2018 | D/A | Indefinite | $26,637,504 |