Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 10/23/2017 | D/A | Indefinite | $496,175,752 |
| HIGHTOWER SECURITIES, LLC | 116681 | Campbell Multi-Strategy Trust | 1336519 | 03/17/2014 | D/A | Indefinite | $492,437,390 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INSTITUTIONAL LTD | 1365495 | 06/21/2022 | D/A | Indefinite | $491,147,640 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Partners, LP | 1278834 | 03/05/2014 | D/A | Indefinite | $469,122,920 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 10/25/2016 | D/A | Indefinite | $460,899,460 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Total Return TE Fund, L.P. | 1616017 | 06/17/2022 | D/A | Indefinite | $457,245,877 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Total Return TE Fund, L.P. | 1616017 | 04/04/2023 | D/A | Indefinite | $457,245,877 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Total Return TE Fund, L.P. | 1616017 | 06/21/2021 | D/A | Indefinite | $456,897,977 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Total Return TE Fund, L.P. | 1616017 | 06/03/2020 | D/A | Indefinite | $455,777,977 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 06/01/2021 | D/A | Indefinite | $444,384,355 |