Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-47 out of 47 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus Ltd.	1523885	07/20/2011	D	Indefinite	$1,250,000
HIGHTOWER SECURITIES, LLC	116681	APM - Global Macro II Fund, Ltd.	1495779	07/06/2010	D	Indefinite	$1,225,000
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BOARDER EQUITY FUND LLC	1546544	04/11/2012	D	Indefinite	$1,150,000
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BORDER EQUITY FUND LLC	1546544	04/26/2012	D/A	Indefinite	$1,150,000
HIGHTOWER SECURITIES, LLC	116681	Central Park Group Catalyst Equity Fund, LLC	1540489	01/30/2013	D/A	Indefinite	$1,000,100
HIGHTOWER SECURITIES, LLC	116681	CAIS DES Oculus Ltd.	1523882	07/20/2011	D	Indefinite	$1,000,000
HIGHTOWER SECURITIES, LLC	116681	CAIS DES Oculus LLC	1523891	07/20/2011	D	Indefinite	$1,000,000

47 Results

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