Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 47 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/26/2013	D/A	Indefinite	$1,720,000
HIGHTOWER SECURITIES, LLC	116681	CONTINENTAL OPPORTUNITIES FUND, LP	1487620	04/12/2010	D/A	Indefinite	$1,650,000
HIGHTOWER SECURITIES, LLC	116681	CONTINENTAL OPPORTUNITIES FUND, LP	1487620	04/12/2010	D	Indefinite	$1,650,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/20/2011	D	Indefinite	$1,620,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/20/2012	D/A	Indefinite	$1,620,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/26/2012	D/A	Indefinite	$1,620,000
HIGHTOWER SECURITIES, LLC	116681	Altegris Renaissance IE Fund, Ltd.	1694683	02/06/2017	D/A	Indefinite	$1,534,815
HIGHTOWER SECURITIES, LLC	116681	CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.	1523888	07/20/2011	D	Indefinite	$1,500,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital LLC	1523879	07/21/2011	D	Indefinite	$1,430,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Third Point Offshore Fund Ltd.	1523889	07/20/2011	D	Indefinite	$1,375,000

47 Results

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