Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 47 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	03/05/2014	D/A	Indefinite	$2,887,500
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus LLC	1523895	07/20/2011	D	Indefinite	$2,509,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Perella Weinberg Partners Xerion Fund LLC	1523896	07/20/2011	D	Indefinite	$2,400,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Ltd.	1526692	07/26/2013	D/A	Indefinite	$2,326,600
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Institutional Fund Ltd.	1526692	10/09/2014	D/A	Indefinite	$2,326,600
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	07/26/2013	D/A	Indefinite	$2,276,600
HIGHTOWER SECURITIES, LLC	116681	APM - Equity Long Short Fund, Ltd.	1486239	03/28/2011	D/A	Indefinite	$2,231,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Ltd.	1526692	07/26/2012	D/A	Indefinite	$2,126,600
HIGHTOWER SECURITIES, LLC	116681	Altegris Third Point Fund, LP	1654951	10/07/2015	D	Indefinite	$2,055,554
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	07/26/2012	D/A	Indefinite	$1,826,600

47 Results

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