Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 47 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	10/26/2018	D/A	Indefinite	$3,887,500
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital LLC	1523879	07/19/2013	D/A	Indefinite	$3,782,792
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus Ltd.	1523885	07/20/2012	D/A	Indefinite	$3,600,100
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus Ltd.	1523885	07/26/2012	D/A	Indefinite	$3,600,100
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus Ltd.	1523885	07/26/2013	D/A	Indefinite	$3,600,100
HIGHTOWER SECURITIES, LLC	116681	APM - Global Macro II Fund, Ltd.	1495779	07/06/2011	D/A	Indefinite	$3,447,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Associates LLC	1523893	07/20/2011	D	Indefinite	$3,430,000
HIGHTOWER SECURITIES, LLC	116681	CAIS AllBlue Ltd.	1523880	07/21/2011	D	Indefinite	$3,415,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital LLC	1523879	07/20/2012	D/A	Indefinite	$3,380,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.	1523888	07/26/2013	D/A	Indefinite	$3,251,600

47 Results

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