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Broker-Dealers on SEC Form D for FRANKLIN DISTRIBUTORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 381-390 out of 423 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
FRANKLIN DISTRIBUTORS, LLC109064Permal Investment Holdings Institutional Ltd145828803/16/2012D/AIndefinite$4,000,000
FRANKLIN DISTRIBUTORS, LLC109064Permal Investment Holdings Institutional Ltd145828803/14/2013D/AIndefinite$4,000,000
FRANKLIN DISTRIBUTORS, LLC109064Permal Investment Holdings Institutional Ltd145828803/13/2014D/AIndefinite$4,000,000
FRANKLIN DISTRIBUTORS, LLC109064Permal Investment Holdings Institutional Ltd145828803/16/2015D/AIndefinite$4,000,000
FRANKLIN DISTRIBUTORS, LLC109064Permal Investment Holdings Institutional Ltd145828803/10/2016D/AIndefinite$4,000,000
FRANKLIN DISTRIBUTORS, LLC109064BW GLOBAL MACRO FUND, L.P.161371907/16/2015D/AIndefinite$3,350,000
FRANKLIN DISTRIBUTORS, LLC109064BW GLOBAL MACRO FUND, L.P.161371907/14/2016D/AIndefinite$3,350,000
FRANKLIN DISTRIBUTORS, LLC109064BW GLOBAL MACRO FUND, L.P.161371907/16/2014DIndefinite$3,100,000
FRANKLIN DISTRIBUTORS, LLC109064Western Asset Global Sovereign(Q) Fixed Income, Ltd.147313004/11/2023D/AIndefinite$2,582,247
FRANKLIN DISTRIBUTORS, LLC109064Western Asset Credit Opportunities Portfolio, Ltd.182364709/17/2020DIndefinite$2,168,791

423 Results

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