Broker-Dealers on SEC Form D for FRANKLIN DISTRIBUTORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 44 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Opportunistic Structured Securities Portfolio, Ltd.	1639045	04/12/2016	D/A	Indefinite	$14,535,950
FRANKLIN DISTRIBUTORS, LLC	109064	WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD.	1385122	04/05/2019	D/A	Indefinite	$13,724,063
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Opportunistic Structured Securities Portfolio, Ltd.	1639045	04/10/2023	D/A	Indefinite	$13,032,431
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Mortgage Opportunity Fund, L.P.	1672710	04/10/2023	D/A	Indefinite	$12,578,328
FRANKLIN DISTRIBUTORS, LLC	109064	PERMAL INVESTMENT PARTNERS, L.P.	1232116	03/16/2012	D/A	Indefinite	$12,145,936
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Risk Balanced Credit, LLC	1853488	04/10/2023	D/A	Indefinite	$11,373,607
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Angeles Crest Opportunity Fund, L.L.C.	1759251	12/03/2018	D	Indefinite	$11,202,573
FRANKLIN DISTRIBUTORS, LLC	109064	FVP Tech Fund, L.P.	1890851	12/06/2022	D/A	Indefinite	$11,000,000
FRANKLIN DISTRIBUTORS, LLC	109064	Franklin Ventures Investments, L.P. - FVP Series 9	1902475	06/16/2022	D	$10,195,000	$10,195,000
FRANKLIN DISTRIBUTORS, LLC	109064	Franklin Ventures Investments, L.P. - Franklin FVP Series IX	1890840	05/11/2022	D	Indefinite	$10,135,000

44 Results

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