| NEWBRIDGE SECURITIES CORPORATION | 104065 | Uptown Newport Development Co., LLC | 1793297 | 01/14/2020 | D/A | $13,807,483 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Sovereign Distressed RE Fund III, LLC | 1811543 | 05/08/2020 | D | Indefinite | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff DLV QOZ Fund, LLC | 1830932 | 12/18/2020 | D/A | $2,000,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff DLV QOZ Fund, LLC | 1830932 | 06/11/2021 | D/A | $186,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Fund VII, LP | 1868103 | 07/12/2021 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Fund VII, LP | 1868103 | 07/26/2021 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Fund VII, LP | 1868103 | 10/01/2021 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Fund VII, LP | 1868103 | 10/01/2021 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Fund VII, LP | 1868103 | 10/29/2021 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Fund VII, LP | 1868103 | 12/06/2021 | D/A | $50,000,000 | $0 |
