| NEWBRIDGE SECURITIES CORPORATION | 104065 | DIVERSIFIED HEALTH & FITNESS INC | 1435035 | 11/02/2009 | D/A | $675,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | DIVERSIFIED HEALTH & FITNESS INC | 1435035 | 10/30/2009 | D | $675,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Gulf South Energy Partners 2010 A LP | 1487336 | 03/31/2010 | D/A | $24,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Gulf South Energy Partners 2010 A LP | 1487336 | 03/23/2010 | D | $24,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Preferred Commerce Inc | 1327801 | 02/23/2011 | D | $10,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | DeBartolo Opportunity Fund II, LP | 1529626 | 12/08/2011 | D | $75,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Atlas Resources Series 32-2012 L.P. | 1542471 | 05/15/2012 | D | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Epoch Properties Multi-Family Opportunity Fund II, Ltd. | 1577461 | 06/14/2013 | D | $35,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | MDS 2014-Marcellus Shale Development, LP | 1602167 | 07/01/2014 | D | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Epoch Properties Multi-Family Opportunity Fund III, Ltd. | 1616669 | 08/14/2014 | D | $40,000,000 | $0 |
