| NEWBRIDGE SECURITIES CORPORATION | 104065 | Oncolix, Inc. | 1574061 | 02/06/2017 | D | $5,000,000 | $250,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Edison Oncology Holding Corp | 1753347 | 04/07/2021 | D | $1,500,000 | $250,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Infinite Conferencing Partners, LLC | 1662534 | 10/20/2016 | D | $1,500,000 | $225,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Docsnap, Inc. | 1923356 | 04/13/2022 | D | $5,000,000 | $225,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 08/26/2010 | D/A | $10,000,000 | $225,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Tocagen Inc | 1419041 | 06/10/2013 | D | $5,250,000 | $210,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | iSelect Innovation Fund (B) I, LLC | 1720102 | 12/28/2017 | D | Indefinite | $200,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Hancock Jaffe Laboratories, Inc. | 1661053 | 03/22/2017 | D | $7,500,000 | $194,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | SHOPOFF MESA VERDE FUND LLC | 1887474 | 12/22/2021 | D/A | $5,384,517 | $175,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | SHOPOFF MESA VERDE FUND LLC | 1887474 | 02/07/2022 | D/A | $5,384,517 | $175,000 |
