| NEWBRIDGE SECURITIES CORPORATION | 104065 | Timberjack Sporting Supplies, Inc. | 1368960 | 10/15/2010 | D | $10,000,000 | $5,344,975 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/14/2011 | D | $25,000,000 | $5,304,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | AYTU BIOSCIENCE, INC | 1385818 | 09/22/2015 | D/A | $6,000,000 | $5,175,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | APX Drilling Partners 2012-B, LP | 1557276 | 12/12/2012 | D/A | $23,000,000 | $5,145,123 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/07/2011 | D/A | $25,000,000 | $5,104,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/06/2011 | D/A | $25,000,000 | $5,044,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | UDF Paramount Multi-Family Opportunity Fund, L.P. | 1562963 | 01/18/2013 | D/A | $26,200,000 | $5,040,939 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 11/30/2011 | D/A | $25,000,000 | $5,019,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 04/04/2011 | D/A | $10,000,000 | $5,004,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 11/28/2011 | D/A | $25,000,000 | $4,966,000 |
