| NEWBRIDGE SECURITIES CORPORATION | 104065 | Lung Therapeutics, Inc. | 1611241 | 04/04/2022 | D | $15,000,000 | $10,065,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 07/23/2018 | D/A | $200,000,000 | $10,002,277 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Wheeler Real Estate Investment Trust, Inc. | 1527541 | 12/19/2013 | D | $10,000,000 | $10,000,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Retail Portfolio II DST | 1654678 | 02/05/2016 | D/A | $12,063,531 | $9,985,035 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Legendary A-1 Bonds, LLC | 1811927 | 03/05/2021 | D/A | $50,000,000 | $9,835,930 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Inspired Healthcare Capital Fund LP | 1706623 | 05/27/2020 | D/A | $30,000,000 | $9,521,822 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | TNP 2008 Participating Notes Program, LLC | 1455455 | 06/24/2009 | D/A | $25,000,000 | $9,487,819 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Retail Portfolio II DST | 1654678 | 01/21/2016 | D/A | $12,063,531 | $9,215,127 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Semper US RMBS Opportunity REIT, Inc. | 1540420 | 06/12/2013 | D/A | $25,000,000 | $9,162,816 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Vibrant Minerals Investments, LLC | 1676733 | 11/14/2016 | D/A | $9,147,600 | $9,147,600 |
