| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 11/08/2011 | D | $25,000,000 | $3,871,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | iSelect Qualified Purchaser Fund LLC | 1751746 | 08/30/2018 | D | Indefinite | $3,700,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 06/04/2010 | D | $10,000,000 | $2,635,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | METHES ENERGIES INTERNATIONAL LTD | 1436549 | 01/14/2014 | D | $2,612,321 | $2,612,321 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Semper US RMBS Opportunity REIT, Inc. | 1540420 | 02/11/2014 | D | $60,000,000 | $2,320,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | HMDmd Inc. | 1907256 | 02/07/2022 | D | $2,200,000 | $2,069,997 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | AYTU BIOSCIENCE, INC | 1385818 | 08/05/2015 | D | $6,000,000 | $2,010,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | CJS Technology Select Fund LLC | 1657963 | 11/13/2015 | D | $50,000,000 | $2,000,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Echo Therapeutics, Inc. | 1031927 | 02/08/2016 | D | $6,000,000 | $1,787,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | METHES ENERGIES INTERNATIONAL LTD | 1436549 | 02/21/2013 | D | $1,700,000 | $1,700,000 |
