| NEWBRIDGE SECURITIES CORPORATION | 104065 | Oncolix, Inc. | 1574061 | 10/25/2016 | D/A | $400,000 | $150,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Terra Secured Income Fund, LLC | 1468889 | 10/28/2009 | D/A | $20,000,000 | $50,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 08/18/2010 | D/A | $10,000,000 | $25,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | DIVERSIFIED HEALTH & FITNESS INC | 1435035 | 11/02/2009 | D/A | $675,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Gulf South Energy Partners 2010 A LP | 1487336 | 03/31/2010 | D/A | $24,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Terra Secured Income Fund 5, LLC | 1581874 | 02/03/2016 | D/A | $162,754,730 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Atlas Eagle Ford 2016 L.P. | 1681781 | 11/28/2016 | D/A | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | MDS 2017-Marcellus Shale Development, LP | 1694054 | 06/12/2017 | D/A | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Commercial Growth & Income Fund III, L.P. | 1679565 | 03/29/2018 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Land Fund V, L.P. | 1682387 | 03/28/2018 | D/A | $60,000,000 | $0 |
