| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/06/2011 | D/A | $25,000,000 | $5,044,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | UDF Paramount Multi-Family Opportunity Fund, L.P. | 1562963 | 01/18/2013 | D/A | $26,200,000 | $5,040,939 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 11/30/2011 | D/A | $25,000,000 | $5,019,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 04/04/2011 | D/A | $10,000,000 | $5,004,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 11/28/2011 | D/A | $25,000,000 | $4,966,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | OvaScience, Inc. | 1544227 | 08/14/2012 | D/A | $4,936,547 | $4,936,547 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | LSC-3 Office, DST | 1794335 | 12/13/2019 | D/A | $19,865,000 | $4,786,258 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 04/01/2011 | D/A | $10,000,000 | $4,744,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Atlas Resources Series 32-2012 L.P. | 1542471 | 08/20/2012 | D/A | $250,000,000 | $4,726,800 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 03/28/2011 | D/A | $10,000,000 | $4,709,000 |
