| NEWBRIDGE SECURITIES CORPORATION | 104065 | Tocagen Inc | 1419041 | 07/03/2014 | D/A | $15,750,000 | $8,509,599 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | TNP 2008 Participating Notes Program, LLC | 1455455 | 06/01/2009 | D/A | $25,000,000 | $8,403,819 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 05/07/2012 | D/A | $25,000,000 | $8,277,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Neuse Harbor Holdings, LLC | 1750905 | 11/08/2018 | D/A | $8,206,184 | $8,206,184 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | West Hartford Grocery Center DST | 1599676 | 06/10/2014 | D/A | $8,159,215 | $8,159,215 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | CJS Technology Select Fund LLC | 1657963 | 09/13/2016 | D/A | $50,000,000 | $8,000,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Mill Green Opportunity Fund VII, LLC | 1863556 | 06/17/2021 | D/A | $40,000,000 | $8,000,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 04/19/2012 | D/A | $25,000,000 | $7,977,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 04/13/2012 | D/A | $25,000,000 | $7,952,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Sovereign Value-Add & Income Strategy Fund I, LLC | 1739582 | 10/03/2018 | D/A | $30,000,000 | $7,944,310 |
