Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NEWBRIDGE SECURITIES CORPORATION | 104065 | APX Drilling Partners 2012-B, LP | 1557276 | 12/12/2012 | D/A | $23,000,000 | $5,145,123 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/07/2011 | D/A | $25,000,000 | $5,104,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/06/2011 | D/A | $25,000,000 | $5,044,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | UDF Paramount Multi-Family Opportunity Fund, L.P. | 1562963 | 01/18/2013 | D/A | $26,200,000 | $5,040,939 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 11/30/2011 | D/A | $25,000,000 | $5,019,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 04/04/2011 | D/A | $10,000,000 | $5,004,000 |