| NEWBRIDGE SECURITIES CORPORATION | 104065 | LSC-UKHS HC2, DST | 1773443 | 08/08/2019 | D/A | $16,482,175 | $5,805,648 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Surface Ophthalmics, Inc. | 1741522 | 06/10/2021 | D | $30,000,001 | $5,755,365 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/20/2011 | D/A | $25,000,000 | $5,666,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | ARCTRUST III, Inc. | 1756823 | 02/04/2019 | D/A | $30,000,000 | $5,509,703 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | UCM US RMBS Opportunity REIT, Inc. | 1540420 | 02/06/2013 | D/A | $25,000,000 | $5,507,383 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | BIOS SIRPant Co-Invest I, LP | 1881873 | 11/05/2021 | D/A | $10,000,000 | $5,470,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | BIOS SIRPant Co-Invest I QP, LP | 1887120 | 11/05/2021 | D/A | $10,000,000 | $5,466,300 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Timberjack Sporting Supplies, Inc. | 1368960 | 10/15/2010 | D | $10,000,000 | $5,344,975 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding V, LLC | 1521225 | 12/14/2011 | D | $25,000,000 | $5,304,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | AYTU BIOSCIENCE, INC | 1385818 | 09/22/2015 | D/A | $6,000,000 | $5,175,000 |
