| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 11/05/2010 | D/A | $10,000,000 | $1,815,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Echo Therapeutics, Inc. | 1031927 | 02/08/2016 | D | $6,000,000 | $1,787,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 10/29/2010 | D/A | $10,000,000 | $1,785,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 03/09/2010 | D/A | $10,000,000 | $1,753,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | METHES ENERGIES INTERNATIONAL LTD | 1436549 | 02/21/2013 | D | $1,700,000 | $1,700,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 02/19/2010 | D/A | $10,000,000 | $1,676,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 01/28/2010 | D/A | $10,000,000 | $1,576,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 01/27/2010 | D/A | $10,000,000 | $1,526,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Participant Capital Fund I Feeder, LP | 1758898 | 11/14/2019 | D/A | $100,000,000 | $1,501,102 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 01/04/2010 | D/A | $10,000,000 | $1,476,776 |
