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Broker-Dealers on SEC Form D for NEWBRIDGE SECURITIES CORPORATION

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 105 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
NEWBRIDGE SECURITIES CORPORATION104065HMDmd Inc.190725602/07/2022D$2,200,000$2,069,997
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821312/21/2010D/A$10,000,000$2,040,000
NEWBRIDGE SECURITIES CORPORATION104065AYTU BIOSCIENCE, INC138581808/05/2015D$6,000,000$2,010,000
NEWBRIDGE SECURITIES CORPORATION104065CJS Technology Select Fund LLC165796311/13/2015D$50,000,000$2,000,000
NEWBRIDGE SECURITIES CORPORATION104065SRI-5051 SLV,LLC179717101/14/2020D/A$10,525,594$2,000,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821312/13/2010D/A$10,000,000$1,990,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821311/29/2010D/A$10,000,000$1,965,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821311/23/2010D/A$10,000,000$1,915,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821311/22/2010D/A$10,000,000$1,865,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821311/15/2010D/A$10,000,000$1,840,000

105 Results

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