| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 07/02/2010 | D/A | $10,000,000 | $2,860,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 06/11/2010 | D/A | $10,000,000 | $2,835,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Legendary A-1 Bonds, LLC | 1811927 | 10/23/2020 | D/A | $50,000,000 | $2,693,890 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 06/04/2010 | D | $10,000,000 | $2,635,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | METHES ENERGIES INTERNATIONAL LTD | 1436549 | 01/14/2014 | D | $2,612,321 | $2,612,321 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | MDS 2014-Marcellus Shale Development, LP | 1602167 | 11/12/2014 | D/A | $50,000,000 | $2,589,900 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 06/02/2010 | D/A | $10,000,000 | $2,535,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 12/13/2018 | D/A | $100,000,000 | $2,510,137 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 06/01/2010 | D/A | $10,000,000 | $2,485,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 05/24/2010 | D/A | $10,000,000 | $2,460,776 |
