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Broker-Dealers on SEC Form D for NEWBRIDGE SECURITIES CORPORATION

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 105 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
NEWBRIDGE SECURITIES CORPORATION104065CodeLogic, Inc.183517108/16/2022D$10,000,000$4,049,800
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding V, LLC152122511/14/2011D/A$25,000,000$4,021,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821302/23/2011D/A$10,000,000$4,017,000
NEWBRIDGE SECURITIES CORPORATION104065CJS Technology Select Fund LLC165796312/11/2015D/A$50,000,000$4,000,000
NEWBRIDGE SECURITIES CORPORATION104065Shopoff Opportunity Fund VI, L.P.174503701/04/2019D/A$100,000,000$3,955,637
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding V, LLC152122511/08/2011D$25,000,000$3,871,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821302/17/2011D/A$10,000,000$3,867,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821302/07/2011D/A$10,000,000$3,767,000
NEWBRIDGE SECURITIES CORPORATION104065iSelect Qualified Purchaser Fund LLC175174608/30/2018DIndefinite$3,700,000
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821301/28/2011D/A$10,000,000$3,667,000

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