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Broker-Dealers on SEC Form D for NEWBRIDGE SECURITIES CORPORATION

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 105 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821303/10/2011D/A$10,000,000$4,394,000
NEWBRIDGE SECURITIES CORPORATION104065NLCA DG Investment Grade Portfolio 1 DST194835203/10/2023D/A$39,365,399$4,305,936
NEWBRIDGE SECURITIES CORPORATION104065NLCA DG Investment Grade Portfolio 1 DST194835203/27/2023D/A$39,365,399$4,305,936
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821303/03/2011D$10,000,000$4,237,000
NEWBRIDGE SECURITIES CORPORATION104065NLCA DG Investment Grade Portfolio 1 DST194835202/10/2023D/A$39,365,399$4,205,936
NEWBRIDGE SECURITIES CORPORATION104065Advanced Environmental Petroleum Producers Inc.158413708/10/2017D$4,190,464$4,190,464
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding V, LLC152122511/17/2011D/A$25,000,000$4,171,000
NEWBRIDGE SECURITIES CORPORATION104065ARCTRUST III, Inc.175682301/25/2019D/A$30,000,000$4,133,632
NEWBRIDGE SECURITIES CORPORATION104065ARCTRUST III, Inc.175682301/25/2019D/A$30,000,000$4,133,632
NEWBRIDGE SECURITIES CORPORATION104065Service Finance Funding III, LLC149821302/25/2011D/A$10,000,000$4,067,000

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