Broker-Dealers on SEC Form D for NEWBRIDGE SECURITIES CORPORATION

Search by Recipient Name or Primary Issuer:

Displaying 91-100 out of 105 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding III, LLC	1498213	10/19/2010	D/A	$10,000,000	$1,460,000
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding II, LLC	1473057	12/14/2009	D/A	$10,000,000	$1,426,776
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding II, LLC	1473057	12/04/2009	D/A	$10,000,000	$1,401,776
NEWBRIDGE SECURITIES CORPORATION	104065	LSC-UKHS HC2, DST	1773443	06/13/2019	D/A	$16,482,175	$1,385,000
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding III, LLC	1498213	10/18/2010	D/A	$10,000,000	$1,310,000
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding III, LLC	1498213	10/08/2010	D/A	$10,000,000	$1,285,000
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding III, LLC	1498213	10/08/2010	D/A	$10,000,000	$1,285,000
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding III, LLC	1498213	10/04/2010	D/A	$10,000,000	$1,260,000
NEWBRIDGE SECURITIES CORPORATION	104065	Service Finance Funding II, LLC	1473057	11/27/2009	D/A	$10,000,000	$1,221,776
NEWBRIDGE SECURITIES CORPORATION	104065	PALOMA PHARMACEUTICALS INC	1353255	09/10/2010	D	$3,000,000	$1,200,000