| NEWBRIDGE SECURITIES CORPORATION | 104065 | Terra Secured Income Fund 5, LLC | 1581874 | 02/03/2016 | D/A | $162,754,730 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | MDS 2016-Marcellus Shale Development, LP | 1675699 | 05/26/2016 | D | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Atlas Eagle Ford 2016 L.P. | 1681781 | 09/14/2016 | D | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Atlas Eagle Ford 2016 L.P. | 1681781 | 11/28/2016 | D/A | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | ZYNEX INC | 846475 | 11/25/2016 | D | $1,500,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | MDS 2017-Marcellus Shale Development, LP | 1694054 | 01/11/2017 | D | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Epoch Properties Multi-Family Opportunity Fund V, Ltd. | 1700284 | 03/15/2017 | D | $30,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | MDS 2017-Marcellus Shale Development, LP | 1694054 | 06/12/2017 | D/A | $100,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Commercial Growth & Income Fund III, L.P. | 1679565 | 03/29/2018 | D/A | $50,000,000 | $0 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Land Fund V, L.P. | 1682387 | 03/28/2018 | D/A | $60,000,000 | $0 |
