| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 11/09/2018 | D/A | $100,000,000 | $669,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | ARC Property Trust, Inc. | 1480970 | 02/24/2016 | D/A | $30,000,000 | $572,423 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Grom Social Enterprises, Inc. | 1662574 | 12/13/2018 | D | $552,000 | $552,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 10/02/2009 | D/A | $10,000,000 | $505,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | PALOMA PHARMACEUTICALS INC | 1353255 | 09/02/2009 | D | $2,000,000 | $500,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $462,781 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $462,781 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 06/28/2017 | D/A | $164,250,000 | $440,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 09/25/2009 | D | $10,000,000 | $425,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | PIZZA FUSION HOLDINGS INC | 1421953 | 01/29/2010 | D | $3,000,000 | $400,000 |
