| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding III, LLC | 1498213 | 09/07/2010 | D/A | $10,000,000 | $975,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 11/13/2009 | D/A | $10,000,000 | $971,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Mewbourne Energy Partners 18-A, L.P. | 1739171 | 06/15/2018 | D | $120,000,000 | $960,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 11/12/2009 | D/A | $10,000,000 | $931,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Terra Secured Income Fund 5, LLC | 1581874 | 01/27/2016 | D/A | $75,000,000 | $894,887 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 10/29/2009 | D | $10,000,000 | $806,776 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | BriaCell Therapeutics Corp. | 1610820 | 04/10/2018 | D | $800,000 | $800,000 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | ROYALE ENERGY INC | 864839 | 01/06/2010 | D | $3,500,000 | $762,500 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 10/27/2009 | D/A | $10,000,000 | $731,376 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | Service Finance Funding II, LLC | 1473057 | 10/20/2009 | D/A | $10,000,000 | $701,376 |
