Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 06/01/2021 | D/A | Indefinite | $117,397,641 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 06/07/2022 | D/A | Indefinite | $117,397,641 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 07/19/2013 | D/A | Indefinite | $114,214,749 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Special Situation Fund IV, LP | 1839605 | 02/24/2021 | D | $250,000,000 | $110,701,714 |
| USCA SECURITIES LLC | 103789 | JTS Capital Fund III, L.P. | 1752028 | 09/12/2019 | D/A | Indefinite | $109,996,695 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 06/26/2020 | D/A | $108,666,384 | $108,666,384 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 06/08/2020 | D/A | Indefinite | $108,240,141 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 06/10/2019 | D/A | Indefinite | $106,915,141 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 06/12/2018 | D/A | Indefinite | $104,215,141 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 04/08/2020 | D/A | $150,000,000 | $100,847,684 |