Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | BP Natural Gas Opportunity Partners, L.P. | 1606395 | 04/01/2016 | D/A | $500,000,000 | $216,277,778 |
| USCA SECURITIES LLC | 103789 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 09/22/2022 | D/A | $500,000,000 | $211,792,208 |
| USCA SECURITIES LLC | 103789 | Saracen Total Return Onshore Income Fund LP | 1539585 | 02/04/2020 | D/A | Indefinite | $203,325,000 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Special Situation Fund IV, LP | 1839605 | 10/08/2021 | D/A | $250,000,000 | $200,741,000 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 10/02/2014 | D/A | Indefinite | $197,624,136 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 09/02/2015 | D/A | Indefinite | $197,624,136 |
| USCA SECURITIES LLC | 103789 | Atlas Growth Partners, L.P. | 1572702 | 05/26/2015 | D/A | $500,000,000 | $151,742,392 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 10/02/2014 | D/A | Indefinite | $147,783,637 |
| USCA SECURITIES LLC | 103789 | BP Natural Gas Opportunity Partners, L.P. | 1606395 | 09/09/2015 | D/A | $500,000,000 | $146,200,000 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Special Situation Fund IV, LP | 1839605 | 05/26/2021 | D/A | $250,000,000 | $129,291,429 |