Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BOARDER EQUITY FUND LLC | 1546544 | 04/11/2012 | D | Indefinite | $1,150,000 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 04/26/2012 | D/A | Indefinite | $1,150,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 07/20/2011 | D | Indefinite | $1,000,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 07/20/2011 | D | Indefinite | $1,000,000 |
| USCA SECURITIES LLC | 103789 | CAIS GoldenTree Partners LLC | 1560555 | 10/19/2012 | D | Indefinite | $900,000 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital Ltd. | 1526692 | 07/27/2011 | D | Indefinite | $0 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/27/2011 | D | Indefinite | $0 |
| USCA SECURITIES LLC | 103789 | Atlas Eagle Ford 2015 L.P. | 1643681 | 06/30/2015 | D | $150,000,000 | $0 |