Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | Zilks Plus Resources LLC | 1867584 | 06/25/2021 | D | $2,200,000 | $1,872,234 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/26/2012 | D/A | Indefinite | $1,826,600 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/26/2013 | D/A | Indefinite | $1,720,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/20/2011 | D | Indefinite | $1,620,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/20/2012 | D/A | Indefinite | $1,620,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/26/2012 | D/A | Indefinite | $1,620,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/20/2011 | D | Indefinite | $1,500,000 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital LLC | 1523879 | 07/21/2011 | D | Indefinite | $1,430,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/20/2011 | D | Indefinite | $1,375,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson Advantage Plus Ltd. | 1523885 | 07/20/2011 | D | Indefinite | $1,250,000 |