Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 07/20/2011 | D | Indefinite | $3,430,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 07/21/2011 | D | Indefinite | $3,415,000 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital LLC | 1523879 | 07/20/2012 | D/A | Indefinite | $3,380,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/26/2013 | D/A | Indefinite | $3,251,600 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson Advantage Plus LLC | 1523895 | 07/20/2011 | D | Indefinite | $2,509,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/20/2011 | D | Indefinite | $2,400,000 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2013 | D/A | Indefinite | $2,326,600 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital Institutional Fund Ltd. | 1526692 | 10/09/2014 | D/A | Indefinite | $2,326,600 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/26/2013 | D/A | Indefinite | $2,276,600 |
| USCA SECURITIES LLC | 103789 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2012 | D/A | Indefinite | $2,126,600 |