Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/20/2012 | D/A | Indefinite | $11,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/19/2013 | D/A | Indefinite | $11,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 04/26/2013 | D/A | Indefinite | $11,385,000 |
| USCA SECURITIES LLC | 103789 | CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC | 1544293 | 03/12/2013 | D/A | Indefinite | $11,365,000 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 07/20/2011 | D | Indefinite | $11,076,674 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 10/09/2014 | D/A | Indefinite | $11,040,000 |
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/20/2011 | D | Indefinite | $10,380,008 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/20/2012 | D/A | Indefinite | $10,315,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/26/2012 | D/A | Indefinite | $10,315,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/26/2013 | D/A | Indefinite | $10,315,000 |