Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 10/24/2017 | D/A | Indefinite | $16,140,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 10/25/2016 | D/A | Indefinite | $14,965,000 |
| USCA SECURITIES LLC | 103789 | 111 W Crocket, LP | 1953982 | 11/29/2022 | D | $14,800,000 | $14,800,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 10/02/2014 | D/A | Indefinite | $14,601,993 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 07/31/2013 | D/A | Indefinite | $13,364,593 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 07/20/2012 | D/A | Indefinite | $13,255,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 01/24/2012 | D | Indefinite | $13,025,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 10/09/2014 | D/A | Indefinite | $12,999,114 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 09/30/2015 | D/A | Indefinite | $12,665,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/26/2013 | D/A | Indefinite | $12,650,000 |