Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 10/02/2014 | D/A | Indefinite | $29,150,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 01/10/2014 | D/A | Indefinite | $27,850,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 10/25/2016 | D/A | Indefinite | $26,637,504 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 10/23/2017 | D/A | Indefinite | $26,637,504 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 06/12/2018 | D/A | Indefinite | $26,637,504 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 10/02/2014 | D/A | Indefinite | $25,457,003 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 09/30/2015 | D/A | Indefinite | $25,035,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 09/30/2015 | D/A | Indefinite | $24,815,930 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/26/2016 | D/A | Indefinite | $24,683,019 |
| USCA SECURITIES LLC | 103789 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/23/2017 | D/A | Indefinite | $24,683,019 |