Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/02/2014 | D/A | Indefinite | $34,826,778 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 07/19/2013 | D/A | Indefinite | $34,629,792 |
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 09/30/2015 | D/A | Indefinite | $34,076,779 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/20/2012 | D/A | Indefinite | $32,516,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/26/2012 | D/A | Indefinite | $32,516,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 09/30/2015 | D/A | Indefinite | $30,479,950 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 07/20/2012 | D/A | Indefinite | $30,212,760 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 09/30/2015 | D/A | Indefinite | $29,750,000 |
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/26/2013 | D/A | Indefinite | $29,331,500 |