Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/12/2018 | D/A | Indefinite | $45,942,450 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue LLC | 1523886 | 07/19/2013 | D/A | Indefinite | $45,412,496 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/12/2018 | D/A | Indefinite | $44,500,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/12/2018 | D/A | Indefinite | $44,500,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/13/2018 | D/A | Indefinite | $44,500,000 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 04/30/2019 | D/A | $150,000,000 | $42,850,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 10/24/2017 | D/A | Indefinite | $41,900,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 07/19/2013 | D/A | Indefinite | $40,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 10/02/2014 | D/A | Indefinite | $40,087,499 |