Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/10/2019 | D/A | Indefinite | $48,350,000 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 07/19/2013 | D/A | Indefinite | $48,069,882 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/10/2019 | D/A | Indefinite | $47,820,400 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 06/06/2019 | D/A | $150,000,000 | $47,000,000 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 07/19/2019 | D/A | $150,000,000 | $47,000,000 |
| USCA SECURITIES LLC | 103789 | iCapital-SLP V Access Fund, L.P. | 1696569 | 03/29/2017 | D | Indefinite | $46,890,000 |
| USCA SECURITIES LLC | 103789 | Harvest Volatility Alpha Fund, LP | 1466239 | 02/25/2013 | D/A | Indefinite | $46,574,932 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 07/20/2012 | D/A | Indefinite | $46,144,545 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 07/26/2012 | D/A | Indefinite | $46,144,545 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 09/30/2015 | D/A | Indefinite | $45,962,000 |