Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS WTN Fund Ltd. | 1523890 | 07/20/2011 | D | Indefinite | $5,546,496 |
| USCA SECURITIES LLC | 103789 | USCA Resource Minerals Co-Investment II LP | 1718970 | 10/10/2017 | D | $5,530,000 | $5,530,000 |
| USCA SECURITIES LLC | 103789 | USCA Fifth Corner Property Fund I LP | 1732506 | 02/23/2018 | D | $4,350,000 | $4,350,000 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 07/20/2011 | D | Indefinite | $3,430,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue Ltd. | 1523880 | 07/21/2011 | D | Indefinite | $3,415,000 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson Advantage Plus LLC | 1523895 | 07/20/2011 | D | Indefinite | $2,509,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/20/2011 | D | Indefinite | $2,400,000 |
| USCA SECURITIES LLC | 103789 | Zilks Plus Resources LLC | 1867584 | 06/25/2021 | D | $2,200,000 | $1,872,234 |
| USCA SECURITIES LLC | 103789 | CAIS Paulson International Ltd. | 1523887 | 07/20/2011 | D | Indefinite | $1,620,000 |
| USCA SECURITIES LLC | 103789 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/20/2011 | D | Indefinite | $1,500,000 |