Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | JoCo JCR Pittsburgh Multifamily Investors, LLC | 1866886 | 06/22/2021 | D | $9,500,000 | $9,500,000 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 07/20/2011 | D | Indefinite | $8,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 07/20/2011 | D | Indefinite | $8,350,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 07/20/2011 | D | Indefinite | $7,305,000 |
| USCA SECURITIES LLC | 103789 | CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC | 1544293 | 03/12/2012 | D | Indefinite | $7,265,000 |
| USCA SECURITIES LLC | 103789 | Landmark Dividend Growth Fund LLC - D | 1537591 | 12/19/2011 | D | $25,500,000 | $6,732,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 01/24/2012 | D | Indefinite | $6,730,000 |
| USCA SECURITIES LLC | 103789 | CAIS AllBlue LLC | 1523886 | 07/20/2011 | D | Indefinite | $6,600,000 |
| USCA SECURITIES LLC | 103789 | CAIS JAT CAPITAL DOMESTIC FUND LLC | 1544292 | 03/12/2012 | D | Indefinite | $6,551,850 |
| USCA SECURITIES LLC | 103789 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/20/2011 | D | Indefinite | $6,280,000 |