Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus LLC | 1523891 | 06/12/2018 | D/A | Indefinite | $74,171,973 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 09/30/2015 | D/A | Indefinite | $73,741,189 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 07/26/2013 | D/A | Indefinite | $72,880,545 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/01/2021 | D/A | Indefinite | $71,425,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/06/2022 | D/A | Indefinite | $71,425,000 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Fund III, L.P. | 1755040 | 10/09/2019 | D/A | $150,000,000 | $70,705,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/08/2020 | D/A | Indefinite | $70,575,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/08/2020 | D/A | Indefinite | $70,575,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 06/08/2020 | D/A | Indefinite | $70,575,000 |
| USCA SECURITIES LLC | 103789 | NexPoint Aviation DST | 1943405 | 01/04/2023 | D/A | $77,258,899 | $66,770,242 |